Rumya for Financial Intermediaries

Makes it easier to manage your day-to-day business

At a time when compliance needs are increasingly robust and the constraints and opportunities linked to digitalization are booming, it is essential to be able to rely on ergonomic, secure and efficient digital tools.

Designed in partnership with experts from each profession, Rumya for Financial Intermediaries is an extended client relationship management software. It allows you to document your activity in accordance with the new Supervision and Control Act, the MLA and international taxation policies.

From CHF 100 per user per month! Test your future software now.

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LSFin/LEFin

The regulations for financial intermediaries, which came into force on 1 January 2020, are changing:

  • The LSFin defines the rules of conduct that financial services providers must respect with regard to their clients, particularly in terms of information obligations, client classification and documentation of the financial instruments offered.
    Click here to find out more
  • LEFin standardises the licensing regulations for financial institutions, extends prudential supervision for certain categories of financial intermediaries and strengthens organisational requirements.
    Click here to find out more

Thanks to a specifically configured tool, each of the following professions benefit from an adapted solution:

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Independent asset managers

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Family Office

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Trust managers

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Trustees

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Fund managers

Customer profile
Customer profile
Dashboard
Dashboard
Account management
Account management
Statistics
Statistics
State of documentation
State of documentation

Fonctionnalités

storage

Dashboard

Indicators and alerts providing a global view of the company's activity

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Customer relationship management

All customer data, including KYC/memos/relationships are easily accessible and intuitively organised

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Portfolio management

Portfolio organisation and documentation : from onboarding and stakeholder management to daily monitoring of transactions, assets and bank cards

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Statistics

Visual summary of company data with dynamic charts and tables

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Audit reports

Automated generation and preparation of lists and reports required during audits

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Risk assessment

Evaluation of the MLA risk of a portfolio based on configurable criteria

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Document management

Client and portfolio documentation management including alerts, mailings and version history

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Mobile access

Tool accessible on smartphone, tablet and computer, anytime, anywhere

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Tailor-made integration

Rumya connects to the company's ecosystem using connectors and APIs

Noteworthy information

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Data encryption

Transversal securing of exchanges and data

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Fully customisable

Customisation of interfaces and functionalities according to the particularities of a company

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GDPR/FADP Compliance - Privacy by Design

Benefit from Rumya's expertise in terms of data protection and confidentiality right from the start

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White mark

Possibility of customising the software to your own colours

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Multilingual

Management interfaces available in several languages

Marc Angst

Gestrust SA - Owner

« Our entire team has been using Rumya on a daily basis for over a year. The software is perfectly adapted to our needs and is pleasant to use. Moreover, it has really simplified the preparation of our audits. And the Rumya team is very responsive! »

Alberto Scalea

BS Business Management SA - Partner

« Rumya software is my daily work tool. I store clients' assets, purchases and sales of securities to calculate the retrocession statistics of the funds. I also store my memos of visits or phone calls, client instructions and cash movements (MLA requirement). I no longer store paper in the clients' suspension files but directly in Rumya. It is the MLA auditor's control tool. It is very user-friendly, very easy to use and offers an excellent value for money . I also have a very good relationship with the team, which is very responsive to recommendations for changes. »

Rosario Avelino

Finofid SA - Directrice financière

« Rumya has allowed us to gain efficiency in the management of our files. The software is quick to use, reliable and very good/excellent value for money.. The team’s ability to listen and its excellent understanding of our needs set it apart from the others. »